© 1998 by European Society of Cardiology
Copyright © 1998, European Society of Cardiology
Cellular and molecular aspects of contractile dysfunction in heart failure
Abteilung Allgemeine Pharmakologie, Universitäts-Krankenhaus Eppendorf, Martinistrasse 52, D-20246 Hamburg, Germany
* Corresponding author. Tel.: +49 (40) 4717 2786; Fax: +49 (40) 4717 4876; E-mail: mittmann@plexus.uke.uni-hamburg.de
Received 24 December 1997; accepted 24 April 1998
| 1 Introduction |
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Heart failure is a syndrome in which dysfunction of the heart causes a mismatch between blood supply and demand of the organs. This activates neurohumoral systems and water and salt retention by the kidneys. These counterregulatory mechanisms in turn influence cardiac function. The pump failure can comprise systolic and diastolic dysfunction that depend on preload, afterload, frequency, and the systolic and diastolic myocardial patterns of contraction, the former often referred to as contractility. Preload in the intact heart is determined by the enddiastolic ventricular pressure, which, depending on ventricular distensibility, determines enddiastolic volume. On a cellular basis the elongation of the sarcomere (strain) depends on diastolic stress and fiber stiffness [1]. Afterload is defined as the wall stress during contraction and is determined by the forces opposing ventricular ejection, chamber diameter, and the wall thickness. Glower et al. (1985) [2]stated that, in the intact heart in vivo, "no potential index for the determination of contractility" independent of preload and afterload exists. Therefore, it might be useful to distinguish between working capacity' of the whole heart [3]and myocardial contractility' of isolated myocardium or of isolated cells in a defined experimental setting. Opie (1995) [4]even suggested the use of contractility' on a molecular basis as the pattern of "the calcium–contractile protein interaction". This distinction has the advantage that ventricular heterogeneity, asynchrony and geometrical influences, which change cardiac function, can be described by changes in working capacity' of the heart even if, on a cellular or molecular basis, contractility' is unchanged. The present review focuses on how alterations in gene expression that cause cellular and molecular dysfunction of the myocytes can explain changes of contractility and diastolic myocardial function in chronic heart failure.
| 2 Cellular and molecular alterations in heart failure |
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Cellular and molecular changes in heart failure occur in myocytes or in nonmyocytes and in interstitial tissue. Among the changes of myocytic gene expression and function three aspects will be discussed: the composition and function of contractile proteins, calcium homeostasis, and signal transduction pathways. These changes of the myocytes will be reviewed first in order to discuss the intrinsic myocardial characteristics of contractile dysfunction in heart failure.
2.1 Contractile proteins
In the failing human heart the expression pattern of myosin heavy chain isoforms [5–7]as well as the ATPase-activity of isolated myosin preparations is unchanged [8]. However, some changes of function of intact myofibrils have been described (Fig. 1C). The calcium-dependent Mg2+-ATPase activity is lower in heart failure [6]. Correspondingly, Hajjar and Gwathmey (1992) [9]found a slowing of the cross bridge cycling rate, and Hasenfuss et al. (1992) [10]concluded from heat measurements in isometrically contracting myocardial strip preparations, that the number of cross bridge interactions per time was reduced, but that on the other hand the force–time integral of an individual crossbridge cycle was increased. Summarizing these results, it appears that the mechanical output per crossbridge cycle requires less energy in the failing ventricular myocardium. This may give rise to a decreased maximal force developed, but keeps the contraction on a more economical level. These changes cannot be explained by the reduction of the relative amount of myofibrils as reported in failing myocardium [7, 10, 11]. Therefore, additional changes in the regulatory proteins of the myofibrils were postulated. Indeed, some data suggest an enhanced expression of the fetal isoform of troponin T [12–14]and, although controversial, changes in myosin light chain expression [14–16]. Recently the phosphorylation state of troponin I was reported to be reduced in failing myocardium [17]. This was most likely due to the blunted adenylyl cyclase–cAMP–protein kinase A pathway [18]and therefore did not imply intrinsic changes of the myofilaments. Such changes in the regulatory proteins in heart failure could theoretically affect the calcium sensitivity of the myofilaments which additionally depends on the length of the sarcomere and on intracellular pH (for review see [19, 20]). Indeed, some authors reported an increased calcium sensitivity [21, 14]and a decreased change in myofibrillar calcium sensitivity in response to changes in length [22]in failing myocardium. However, most groups found that the calcium sensitivity and its increase with stretching is unchanged [23–26].
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In summary, despite of a lack of a myosin heavy chain isoform shift the reported biochemical changes in the myofibrils seem to favor a more economical myocardial contraction, but most likely do not produce intrinsic changes of the calcium sensitivity.
2.2 Calcium homeostasis
Since activation of the myofibrils depends on cytosolic calcium concentrations, an altered handling of intracellular calcium could contribute to contractile dysfunction in failing myocardium. First evidence of an impaired calcium homeostasis was provided by Gwathmey et al. [24, 27]. Investigating isometrically contracting ventricular muscle strips at 30°C they reported increased diastolic calcium concentrations and a prolonged calcium transient. These two findings were confirmed under isotonic conditions in isolated human ventricular myocytes [28]and in isolated ventricular muscle strips at 37°C [29], even if at this temperature under isometric conditions no differences could be demonstrated between failing and nonfailing myocardium [29]. Corresponding to the slowed decline in intracellular calcium concentrations, the action potential duration was prolonged in isolated ventricular myocardium and myocytes from failing hearts [28, 30]. In summary, there is ample evidence to suggest that the failing heart exhibits a prolonged action potential and calcium transient and increased diastolic calcium concentrations (Table 1). However, it is less clear whether systematical changes occur in systolic calcium concentrations, since they were elevated [29], unchanged [24, 27], or decreased [28]under different experimental conditions. Possibly, differences in systolic calcium concentrations might become relevant at higher heart rates since systolic calcium concentrations decreased in failing, but increased in nonfailing isometrically contracting myocardium with increasing stimulation frequencies [30].
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On a molecular basis there are no clear changes in the proteins involved in the rise of cytosolic calcium concentrations in failing human hearts (Fig. 1B). The number of L-type calcium channels and maximal currents were reported to be unchanged [28, 31]. However, decreased protein levels have also been found [32]. In addition, no changes were found in the amount of calcium release channels [33]and the sarcoplasmic calcium release rate was normal despite of an increased threshold of activation [26]. Recently, as a new concept of systolic disturbances of the calcium homeostasis, an impaired coupling between L-type calcium channels and calcium release channels was described in hypertrophied and failing rat hearts [34]; however, corresponding data from human hearts are lacking.
More clearly, the calcium uptake of the sarcoplasmic reticulum was found to be reduced by most investigators in failing human myocardium [30, 35–38]. Only one group reported contradictory results [39]. The decreased transport rate could explain the increase in diastolic calcium concentrations mentioned above. Interestingly, the reduced transport rate cannot easily be explained by changes in protein concentration of the calcium ATPase of the sarcoplasmic reticulum or the regulatory protein phospholamban, since both of these proteins were found to be unaltered by most [38–40]although not all groups [36]. Possibly compensating in part for the decreased transport capacity of the sarcoplasmic reticulum, the sarcolemmal Na+/Ca2+-exchanger is increased in the failing myocardium [41–43].
In conclusion, the failing human myocardium exhibits a prolonged action potential duration, a prolonged calcium transient and increased diastolic calcium concentrations that correspond to a decreased calcium uptake rate of the sarcoplasmic reticulum.
2.3 Signal transduction
Changes in G-protein mediated signal transduction pathways in human heart failure have gained much attention (Fig. 1A). A decrease in β-adrenoceptor number was found, which was selective for the β1-subtype in dilated cardiomyopathy, affected both β1- and β2-subtypes in mitral valve stenosis and β1- and possibly β2-subtype in ischemic cardiomyopathy ([[44], for rev. [45])]. These biochemical alterations were accompanied by a decreased β-adrenoceptor mediated stimulation of the adenylyl cyclase [46]and intracellular cAMP levels [47]. More recently, an increased expression of the β-adrenoceptor kinase that participates in receptor desensitization [48]and an increase in inhibitory G-proteins (Gi
) have been described [49–53]. The latter finding can explain the heterologous nature of desensitization of cardiac adenylyl cyclase activity in failing myocardium, i.e. the blunted response to other cAMP elevating receptor systems. It is important to note that the blunted cAMP response to catecholamines results in less phosphorylation of phospholamban and thereby deteriorates the Ca2+ uptake capacity of the sarcoplasmic reticulum. Desensitization of the adenylyl cyclase, both biochemically and functionally, can be induced in animal models and cell culture experiments by chronic β-adrenergic stimulation, indicating that it is secondary to neurohumoral activation in heart failure [53].
In summary, cAMP generating receptor pathways are desensitized in the failing myocardium, which contributes to the relative refractoriness to catecholamines in patients with heart failure.
| 3 Systolic dysfunction of the failing myocardium |
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Systolic function of the myocardium can be characterized by the response (1) to increased preload, the Frank–Starling mechanism, (2) to increased frequency of stimulation, and (3) to positive inotropic compounds (Table 2).
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3.1 Frank–Starling mechanism
Studies in dogs with pacing-induced heart failure suggested that the failing heart in vivo is almost unable further to augment end-diastolic volume and stroke volume in response to acute volume load indicating an exhausted Frank–Starling mechanism [54]. The ability of the failing human heart to use the Frank–Starling mechanism has been the subject of controversy. Schwinger et al. (1994) [21]found that isolated papillary muscle strips from terminally failing human hearts were generally unable to develop a Frank–Starling mechanism. This finding was explained by an increased calcium sensitivity of the myofibrils, which would be unable to further augment their calcium sensitivity in response to an increase in length. However, the majority of studies, using strip preparations or trabeculae carneae or isovolumically contracting intact hearts, revealed that the Frank–Starling mechanism may be attenuated [22]but is essentially preserved in isolated myocardium [55, 56]. This is in accordance with an unchanged Ca2+ sensitivity of the myofibrils and an increase in calcium sensitivity with stretching [23–26]. On the other hand, in patients with heart failure the ability of the heart to recruit the Frank–Starling mechanism to compensate for increases in afterload may be limited. High end-diastolic pressures may result in an afterloadinotropic state mismatch' when the limit of the preload reserve is reached [57]. Similarly, an upwardshift of the left ventricular end-diastolic pressure–volume relation, resulting from a decreased ventricular distensibility, inhibits left ventricular diastolic filling. Therefore, patients with left ventricular diastolic dysfunction may present with congestive heart failure even when systolic function is normal [58].
3.2 Force–frequency relationship
An increase in force with increasing stimulation frequency, the so-called Treppe or staircase' phenomenon, was first described by Bowditch (1871) [59]. The mechanisms of the staircase' phenomenon are not completely understood but seem to depend on changes of the balance between intracellular sodium and calcium concentrations [60]. An increase in heart rate may lead to an increased sarcolemmal sodium influx by the Na+-channel which is only partially compensated for via the Na+/K+-ATPase and may cause a secondary decrease in calcium efflux by the Na+/Ca2+-exchanger. Frequency dependent changes of the calcium homeostasis also include an increased systolic calcium influx via the calcium channel, which might at least in part be explained by a frequency induced increase in functional L-type calcium channels, which was shown in human atrial and to a lesser degree in ventricular myocytes [61]. This system is modulated by intracellular levels of cAMP, because calcium uptake by the sarcoplasmic reticulum and sarcolemmal calcium influx are increased by protein kinase A dependent phosphorylation of phospholamban and the L-type calcium channel, respectively [62].
In healthy subjects an increase in frequency leads to an increase in systolic function during isovolumic contraction and the ejection phase [63–65]and to enhanced diastolic performance [65, 66]. On the other hand, patients with congestive heart failure showed little or no changes of systolic or diastolic function upon atrial stimulation [66, 67]. This difference between failing and nonfailing hearts is also seen in vitro. Electrically driven preparations isolated from hypertrophied [27, 68, 69]and terminally failing human hearts [70, 71]showed a blunted or negative, whereas nonfailing myocardium showed a positive staircase. Studies in isolated ventricular myocytes from terminally failing hearts confirmed that this difference was inherent to the myocytes [72]. Most likely, an impaired activation of the myofibrils is responsible for the negative staircase' in failing myocardium, possibly due to a decreased calcium sensitivity of the myofilaments at higher stimulation frequencies, to alterations in the action potential with increasing stimulation frequencies or to an impaired calcium handling [24, 27, 73]. Pieske et al. [30]supported the latter concept. For isolated ventricular muscle strips, they reported a good correlation between twitch amplitude, the maximum of the respective systolic aequorin signal, and the Ca2+ uptake of the sarcoplasmic reticulum. The importance of sarcoplasmic reticulum calcium handling is further emphasized by the effect of cAMP increasing agents that increase phosphorylation of the regulatory protein phospholamban and thereby enhance Ca2+ uptake by the sarcoplasmic reticulum. At low concentrations they reversed the negative staircase' [73–76]and improved diastolic abnormalities of calcium handling [24].
3.3 Responsiveness of the failing myocardium to positive inotropic drugs
Positive inotropic agents mediate their effects by increasing either intracellular calcium concentrations or the sensitivity of the myofilaments for calcium.
Elevation of intracellular calcium concentrations can be achieved by several mechanisms: (1) Most importantly, cAMP increasing agents increase transsarcolemmal calcium influx via the L-type calcium channel and diastolic calcium reuptake of the sarcoplasmic reticulum via phosphorylation of phospholamban and decrease the sensitivity of the myofilaments for calcium. Agents that increase cAMP by coupling to the stimulatory G-protein include agonists at β1- and β2-adrenoceptors (e.g. adenaline, noradrenaline, dobutamine) and at H2-histamine receptors; these receptors are coupled to stimulatory G-proteins. Other cAMP increasing agents include direct activators of the adenylyl cyclase (e.g. forskolin), and inhibitors of the cAMP hydrolyzing phosphodiesterase III (e.g. milrinone, amrinone). The positive inotropic effect of these agents is, in contrast to cAMP-independent agents, accompanied by shortening of the contraction and relaxation time.
(2) An increase in intracellular calcium can also be achieved directly: calcium channel agonists or experimental elevation of extracellular calcium concentrations increase calcium influx through the L-type calcium channel.
(3) Higher intracellular sodium levels enhance Na+-efflux and Ca2+ influx via the Na+–Ca2+-exchanger. This can be mediated by inhibitors of the Na+–K+-ATPase (digitalis glycosides) or by agents that prolong the open state of the Na+-channel (e.g. DPI 201-106, BDF 9148).
The mechanism of action of
-adrenoceptor agonists or of endothelin and angiotensin II (at the atrium), which mediate their positive inotropic effects via an activation of the phospholipase C, is unclear in human myocardium. It has been questioned whether they increase intracellular calcium concentrations sufficiently, and it has been proposed that an increase in action potential duration, inositol tris phosphate content, diacylglycerol, pH, or in the sensitivity of the myofilaments to calcium may play a role ([77, 78], for review [79, 80]).
In heart failure, the positive inotropic effect and the potency of β1-adrenoceptor agonists is progressively reduced with an increasing degree of the disease, both in isolated myocardium [81, 82]and in vivo [83]. The reason lies in the desensitization of the adenylyl cyclase signaling pathways as discussed above. This desensitization also applies to positive inotropic effects of other cAMP increasing agents, such as histamine, β2-adrenoceptor agonists [84], and compounds that increase cAMP by inhibiting phosphodiesterases (PDE). Since the sensitivity of the four cardiac PDE isoenzymes to the inhibitory effect of the PDE inhibitors did not differ, the blunted response cannot be explained by an alteration at the level of the PDEs, but rather by a diminished formation of cAMP [84–86].
In contrast, the positive inotropic effect of agents that increase calcium independently of G-proteins and cAMP, is preserved in heart failure, as is that of an increased external calcium [23, 87–89]. This reflects an unchanged systolic capacity of the contractile proteins. The maximal positive inotropic effect of agents that increase intracellular sodium is also maintained, regardless of whether they are primarily acting by prolonging the open state of the Na+ channel or by inhibition of the Na+/K+-ATPase [87, 89, 90]. Some groups even found an increased potency of these agents [87, 90]. This could be explained by an increased expression of the Na+/Ca2+ exchanger [40–43]or by a decreased expression of the Na+/K+-ATPase, which also was reported by some [91, 92], but not by all groups [90].
Whether the positive inotropic effect mediated by phospholipase C activating receptors is maintained in failing myocardium is controversial. Steinfath et al. [84]reported a reduced positive inotropic effect of
-adrenoceptor agonists. Their efficacy correlated with that of β-adrenoceptor agonists [88, 93]. Since the
24-adrenoceptor number is not decreased or even increased in failing human myocardium [84, 94], a post-receptor defect was suggested, possibly involving G proteins. However, this remained speculative, since in general the mechanism of the action of
-adrenoceptor agonists is as yet not well understood [79, 80]. In contrast to these data, other groups did not find a reduction in the efficacy of
-adrenoceptor agonists in failing human myocardium [95].
Agents that do not increase systolic intracellular calcium concentrations but increase the sensitivity of the myofilaments to calcium, e.g. EMD 57033, are equally effective in failing and nonfailing human myocardium in increasing force of contraction [96]. This supports the concept of the unchanged systolic capacity of the contractile proteins.
| 4 Diastolic dysfunction in the failing heart |
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In experiments on isolated myocardium, isometric, isotonic, and auxotonic relaxation can be investigated by measuring rate and time of force decline and of lengthening, respectively (for review, see [97]). In the intact heart the concept of isometric and isotonic relaxation can be applied to the force decline during predominantly isovolumic relaxation (i.e. isometric) and the predominantly isotonic relaxation during early ventricular filling. However, in general the behaviour of the ventricle can better be described as auxotonic. Load, inactivation of myofibrils, and nonuniformity have been proposed to determine relaxation. The latter means that some fibers are still contracting, whereas others are already in the phase of isometric relaxation or are increasing in length. The important role of the extracellular matrix for diastolic function in heart failure and the changes in chamber stiffness and myocardial stiffness has been reviewed elsewhere (e.g. [97, 98]).
Given the changes in calcium homeostasis discussed above with a prolonged calcium transient and increased diastolic calcium concentrations in the failing myocardium, one would expect dissociation of calcium from the contractile proteins to be slowed and therefore relaxation to be prolonged. Indeed, one group [27, 73, 87]described an increase in the time of relaxation in isometrically contracting muscle strips from failing myocardium at a temperature of 30°C. However, under similar conditions but at 37°C only one further group found slightly prolonged times of relaxation [30]. In contrast, the majority of investigators reported that the duration of relaxation is unchanged or at the most marginally prolonged in only some of the preparations [10, 21, 22, 36, 76]. This holds true for the whole range of stimulation frequencies between 0.2 Hz and 3 Hz [71].
Do these data allow one to conclude that disturbances of the calcium homeostasis in failing myocardium do not influence relaxation? Most likely not, because according to Brutsaert and Sys (1989) [97]the mechanisms of relaxation depend on the experimental setting. During isotonic relaxation of cardiac muscle, load and the sarcoplasmic reticulum are of major relevance. On the other hand, isometric relaxation depends predominantly on the instantaneous force and the intrinsic properties of the contractile filaments, modulated by muscle lengths, and only to a minor degree on load and on the function of the sarcoplasmic reticulum. In experimental models where no functional sarcoplasmic reticulum was present the load dependence of isotonic relaxation disappeared and the relaxation curves met the respective curves of the isometric relaxation [99–101]. Therefore, the finding of most groups of an unchanged isometric relaxation does not conflict with the assumption that the disturbances of the sarcoplasmic calcium reuptake affect muscle lengthening, but would imply that the function of the myofilaments during relaxation, at least in the absence of calcium sensitizing agents, is unchanged. This is in accordance with the unchanged calcium sensitivity reported by most groups as discussed above [23–26].
In conclusion, the molecular and functional changes of the sarcoplasmic reticulum, as outlined above, will cause dysfunction primarily during the phase of isotonic relaxation. However, since the mode of early relaxation in the intact heart is best characterized as auxotonic, it is to some degree dependent on the sarcoplasmic reticulum. Furthermore, the temporal and spatial nonuniformity of heart muscle relaxation in vivo adds some load dependency and increases the influence of the sarcoplasmic reticulum. Therefore, even during early relaxation, changes in diastolic calcium handling can contribute to the dysfunction in patients with heart failure, which are well known since the studies of Grossman et al. [66].
| 5 Summary |
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A number of molecular and cellular alterations have been identified in the failing human heart that help to understand contraction and relaxation abnormalities. Cyclic AMP dependent pathways are desensitized due to quantitative changes in β-adrenoceptors, β-adrenoceptor kinase, and inhibitory G-proteins. Calcium homeostasis is impaired, characterized by a decreased calcium reuptake rate of the sarcoplasmic reticulum, an increased threshold of the calcium release channel, and an increased Na+/Ca2+ exchanger expression. Myofibrillar function may be affected by a decrease in Mg2+-ATPase activity and in troponin I phosphorylation, and by changes in TnT isoform expression. These alterations seem to occur independently of the underlying etiology of heart failure and are most likely consequences rather than primary causes of the disease. Most likely, chronic neurohumoral activation and abnormal mechanical load initiate the majority of the hitherto known changes in the myocardium and promote the further progression of cardiac failure as part of a vicious circle. Further extension of knowledge of pathophysiological mechanisms should improve therapeutical strategies which aim at slowing the progression of heart failure and at reversing secondary alterations by interrupting the deleterious influence of neurohumoral activation. Future progress will depend on answers to current gaps in our knowledge of heart failure, including the unknown primary cause of idiopathic dilated cardiomyopathy, factors underlying the greatly variable progression of pump failure, as well as the exact pathophysiological role of the molecular alterations as described in this review.
Time for primary review 27 days
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-subunits. Receptor coupled inhibitory G-proteins (